Compliance
Disclosures
Required regulatory documents and compliance disclosures for Water Street Financial.
Required Documents
Regulatory Disclosures
The following documents are provided in accordance with regulatory requirements. If you have questions about any of these documents, please contact our office at (540) 450-8351.
For LPL Advisory Accounts
The following documents are required for clients opening an advisory account through LPL Financial.
LPL Client Relationship Summary (Form CRS)
PDF Document
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Wealthcare Advisory Partners LLC Client Relationship Summary (Form CRS)
PDF Document
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Wealthcare Advisory Partners LLC Privacy Policy
PDF Document
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Wealthcare Form ADV Part 2A (Disclosure Brochure)
PDF Document
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Form ADV Part 2B (Brochure Supplements)
Includes Ryan Oates, Chris Cotterell, Tommy Stine, and Katie Lopez. PDF Document
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For Schwab Advisory Accounts
The following documents are required for clients opening an advisory account through Charles Schwab. (LPL CRS form is not required for Schwab accounts.)
Wealthcare Advisory Partners LLC Client Relationship Summary (Form CRS)
PDF Document
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Wealthcare Advisory Partners LLC Privacy Policy
PDF Document
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Wealthcare Form ADV Part 2A (Disclosure Brochure)
PDF Document
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Form ADV Part 2B (Brochure Supplements)
Includes Ryan Oates, Chris Cotterell, Tommy Stine, and Katie Lopez. PDF Document
View →
Document Updates
These documents are updated periodically to comply with regulatory requirements. If you have questions or need the most current version of any document, please contact our office at (540) 450-8351 or email angie@wsfwealth.com.