Form CRS and Disclosures
Required regulatory documents and compliance disclosures for Water Street Financial.
Regulatory Disclosures
The following documents are provided in accordance with regulatory requirements. If you have questions about any of these documents, please contact our office at (540) 450-8351.
Form CRS (Client Relationship Summary)
Disclosure Documents
Securities offered through LPL Financial. Member FINRA/SIPC www.finra.org and www.sipc.org. Investment advice offered through Wealthcare Advisory Partners LLC, a registered investment advisor. Wealthcare Advisory Partners LLC, WSF Wealth and Water Street Financial are separate entities from LPL Financial.
Tommy Stine and Katie Lopez are solely investment advisor representatives of Wealthcare Advisory Partners LLC and are not affiliated with LPL Financial. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.
The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
Document Updates
These documents are updated periodically to comply with regulatory requirements. If you have questions or need the most current version of any document, please contact our office at (540) 450-8351 or email angie@wsfwealth.com.